Brokerage Engine Support

Document Statuses


Overview:

In this article, we'll review the meaning of each Document Status. 


In Progress

  • The document has not been uploaded or waived. 


Pending Review

  • The document has been uploaded and is awaiting complaince review. 


Pending Final Review [Optional]: 

  • The document previously in Pending Review has been approved and is awaiting a second approval.
  • For example, the document was approved by a Compliance but still needs broker approval. 


Rejected: 

  • File has been rejected by the reviewer.


Done: 

  • File has been approved by the reviewer.


Received:

  • File attachment sent in via email that has yet to be split to corresponding checklist placeholders

Quick Reference: 


In the example below, note the column "Status."  

  • Tag colors are not customizable.


Note: Click on Image to enlarge 























Was this article helpful?

That’s Great!

Thank you for your feedback

Sorry! We couldn't be helpful

Thank you for your feedback

Let us know how can we improve this article!

Select atleast one of the reasons
CAPTCHA verification is required.

Feedback sent

We appreciate your effort and will try to fix the article