Document Statuses

Overview:

In this article, we'll review the meaning of each Document Status. 

In Progress: 

• The document has not been uploaded or waived. 

Pending Review: 

• The document has been uploaded and is awaiting complaince review. 

Pending Final Review [Optional]: 

• The document previously in Pending Review has been approved and is awaiting a second approval.
• For example, the document was approved by a Compliance but still needs broker approval. 

Rejected: 

• File has been rejected by the reviewer.

Done: 

• File has been approved by the reviewer.

Received:

• File attachment sent in via email that has yet to be split to corresponding checklist placeholders

Quick Reference: 

In the example below, note the column "Status."  

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Note: Click on Image to enlarge